A.V.
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On 1 May 2001, President George W. Bush announced a strategic initiative that sought to effect a
radical break with the past by supplementing offensive capability with missile defense as the
centerpiece of American national security strategy. The Government of India reacted with remarkable
alacrity in shedding its earlier doubts and expressing its warm appreciation of the President's speech. The
response surprised almost everyone, partly because it was a significant departure from the Government's
misgivings about American proposals for a national missile defense (NMD), and partly because of the
rapidity with which it came. The public debate that followed was conducted with the vigor displayed
earlier over important national security decisions on the Comprehensive Test Ban Treaty (CTBT) and
over the nuclear tests of May 1998. In fact, the debate was a little late in coming. NMD had entered the
US strategic agenda much earlier during the Clinton Administration, but Indians gave it little attention at
the time. Besides, India's own interest in missile defense goes back several years. While much (though
not all) of the current global attention has focused on US NMD, Indian interest has for several years
revolved around developments relating to missile defense in its own strategic context. Both kinds of
missile defense are relevant to India's national security, but in different ways. US NMD has an indirect
bearing on Indian security, while a more limited missile defense has a direct one.
In this essay, I attempt to gauge the appropriate posture that India should take with respect to both
kinds of missile defense. The issue is an evolving and open-ended one. Will the US NMD be "robust" or
limited? How will the United States attempt to shape Russian and Chinese reactions, and how will they
actually react? What they, and China in particular, will do may have a bearing on the strategic posture of
India and, in turn, Pakistan, though here again there is no certainty as to how either will respond. Equally,
how will the United States deploy Theater Missile Defense (TMD)? Will Taiwan be a recipient and, if so,
how will China respond? Will India incorporate some form of missile defense into its defense apparatus,
and, if it does, what will Pakistan do about it? I raise these questions because I find the participants in the
discourse tend to display little nuance and often speak with a certainty that does not rest on a careful
consideration of the range of possibilities. In particular, there is scarcely any thoroughgoing argument for
or against missile defense based on an adequate discussion of its relation to the fundamentals of
deterrence.
To start with, the concept of missile defense needs some clarification. In the American strategic
lexicon, NMD is generally understood as a response to the threat posed to the US homeland by long-range
missiles, while TMD is aimed at countering theater missile threats to US interests overseas. The
definition needs flexibility. For instance, if the continental United States were to be attacked by a shipborne
short-range missile, the appropriate defense would be from a so-called TMD system. In short, a
TMD system may well play a role in NMD. This is particularly true of India, which faces threats to its
homeland from short-range and intermediate-range missiles. Thus, the Indian interest in anti-missile
defensive systems is aimed at a limited national defense even though the specific systems may be
designated as TMD systems in the United States and elsewhere. The distinction is further blurred by the
fact that military and civilian targets overlap extensively: most cantonments and nuclear facilities are
adjacent to urban centers. To avoid confusion, I will simply use the term "missile defense" in the Indian
context.
Below, I first examine the official Indian response to the Bush initiative and explain the reasons
for India's shift from doubtful distancing to politically astute applause. I next analyze in some detail the
response of the Indian strategic community to the Government of India's position. Thereafter, I present a
case for supporting NMD on basic doctrinal grounds. I then extend the line of reasoning and argue in
favor of a limited Indian missile defense for the purpose of protecting Indian assets.
INDIA'S OFFICIAL RESPONSE TO MISSILE DEFENSE
Much has been made of the remarkable shift in India's attitude toward the Bush initiative of May
2001. In fact, earlier criticism of the American interest in NMD had been perfunctory and, considering
India's own interest in TMD, contradictory as well. In early July 2000, Defense Minister George
Fernandes, when questioned about NMD, said that "the US should give up this whole exercise as it will
lead to far too many problems than [sic] we can visualize now."2 Less than a week later, Fernandes was
ambivalent. While expressing some concern that American NMD might alter the global nuclear balance
and start a new arms race, he also noted that it would dismantle "mutual assured destruction" (MAD) and,
more importantly, would not affect India's nuclear program.3 Similarly, External Affairs Minister
Jaswant Singh observed that India was against the militarization of outer space, but expressed his
satisfaction with the talks he had held with his counterpart, Madeleine Albright, and her deputy, Strobe
Talbott.4 The cursory interest displayed by senior members of the Indian cabinet may have been due to
India's "reluctance to contradict its number one trading partner, its number one source of direct
investment and technology, and its number one potential ally in its rivalry with China and Pakistan."5 But
it certainly was not the result of a lack of interest in missile defense as an issue. As will be shown below,
Indian interest in missile defense dated back several years, though the main focus was—and still is—on
TMD. Hence, it is hardly surprising that, while expressing some reservations, India never took a strongly
critical position on NMD.
radical break with the past by supplementing offensive capability with missile defense as the
centerpiece of American national security strategy. The Government of India reacted with remarkable
alacrity in shedding its earlier doubts and expressing its warm appreciation of the President's speech. The
response surprised almost everyone, partly because it was a significant departure from the Government's
misgivings about American proposals for a national missile defense (NMD), and partly because of the
rapidity with which it came. The public debate that followed was conducted with the vigor displayed
earlier over important national security decisions on the Comprehensive Test Ban Treaty (CTBT) and
over the nuclear tests of May 1998. In fact, the debate was a little late in coming. NMD had entered the
US strategic agenda much earlier during the Clinton Administration, but Indians gave it little attention at
the time. Besides, India's own interest in missile defense goes back several years. While much (though
not all) of the current global attention has focused on US NMD, Indian interest has for several years
revolved around developments relating to missile defense in its own strategic context. Both kinds of
missile defense are relevant to India's national security, but in different ways. US NMD has an indirect
bearing on Indian security, while a more limited missile defense has a direct one.
In this essay, I attempt to gauge the appropriate posture that India should take with respect to both
kinds of missile defense. The issue is an evolving and open-ended one. Will the US NMD be "robust" or
limited? How will the United States attempt to shape Russian and Chinese reactions, and how will they
actually react? What they, and China in particular, will do may have a bearing on the strategic posture of
India and, in turn, Pakistan, though here again there is no certainty as to how either will respond. Equally,
how will the United States deploy Theater Missile Defense (TMD)? Will Taiwan be a recipient and, if so,
how will China respond? Will India incorporate some form of missile defense into its defense apparatus,
and, if it does, what will Pakistan do about it? I raise these questions because I find the participants in the
discourse tend to display little nuance and often speak with a certainty that does not rest on a careful
consideration of the range of possibilities. In particular, there is scarcely any thoroughgoing argument for
or against missile defense based on an adequate discussion of its relation to the fundamentals of
deterrence.
To start with, the concept of missile defense needs some clarification. In the American strategic
lexicon, NMD is generally understood as a response to the threat posed to the US homeland by long-range
missiles, while TMD is aimed at countering theater missile threats to US interests overseas. The
definition needs flexibility. For instance, if the continental United States were to be attacked by a shipborne
short-range missile, the appropriate defense would be from a so-called TMD system. In short, a
TMD system may well play a role in NMD. This is particularly true of India, which faces threats to its
homeland from short-range and intermediate-range missiles. Thus, the Indian interest in anti-missile
defensive systems is aimed at a limited national defense even though the specific systems may be
designated as TMD systems in the United States and elsewhere. The distinction is further blurred by the
fact that military and civilian targets overlap extensively: most cantonments and nuclear facilities are
adjacent to urban centers. To avoid confusion, I will simply use the term "missile defense" in the Indian
context.
Below, I first examine the official Indian response to the Bush initiative and explain the reasons
for India's shift from doubtful distancing to politically astute applause. I next analyze in some detail the
response of the Indian strategic community to the Government of India's position. Thereafter, I present a
case for supporting NMD on basic doctrinal grounds. I then extend the line of reasoning and argue in
favor of a limited Indian missile defense for the purpose of protecting Indian assets.
INDIA'S OFFICIAL RESPONSE TO MISSILE DEFENSE
Much has been made of the remarkable shift in India's attitude toward the Bush initiative of May
2001. In fact, earlier criticism of the American interest in NMD had been perfunctory and, considering
India's own interest in TMD, contradictory as well. In early July 2000, Defense Minister George
Fernandes, when questioned about NMD, said that "the US should give up this whole exercise as it will
lead to far too many problems than [sic] we can visualize now."2 Less than a week later, Fernandes was
ambivalent. While expressing some concern that American NMD might alter the global nuclear balance
and start a new arms race, he also noted that it would dismantle "mutual assured destruction" (MAD) and,
more importantly, would not affect India's nuclear program.3 Similarly, External Affairs Minister
Jaswant Singh observed that India was against the militarization of outer space, but expressed his
satisfaction with the talks he had held with his counterpart, Madeleine Albright, and her deputy, Strobe
Talbott.4 The cursory interest displayed by senior members of the Indian cabinet may have been due to
India's "reluctance to contradict its number one trading partner, its number one source of direct
investment and technology, and its number one potential ally in its rivalry with China and Pakistan."5 But
it certainly was not the result of a lack of interest in missile defense as an issue. As will be shown below,
Indian interest in missile defense dated back several years, though the main focus was—and still is—on
TMD. Hence, it is hardly surprising that, while expressing some reservations, India never took a strongly
critical position on NMD.